Build strong supervisory skills with this foundational banking supervision training focused on anti-money laundering (AML) enforcement, regulatory tools and supervisory practices. The program introduces regulators and compliance teams to risk-based supervision, on-site and off-site examination methods and enforcement options. Participants will learn to assess bank AML programmes, review prudential returns and escalate findings effectively. Through case studies and examination simulations, attendees will gain practical confidence in supervising banks. This program is essential for banking supervisors, regulators and bank compliance officers.
Objectives
- Explain the objectives and structure of banking supervision
- Apply risk-based supervision principles and Basel Core Principles
- Plan and conduct on-site and off-site examinations
- Assess bank AML/CFT programmes against FATF Recommendations
- Review suspicious transaction reporting and customer due diligence
- Use supervisory tools, ratings and early warning indicators
- Select proportionate enforcement and corrective actions
- Write clear examination reports and findings
- Coordinate with financial intelligence units and other regulators
Target Audience
- Banking supervisors and examiners
- Central bank and regulatory staff
- Bank compliance and AML officers
- Internal auditors in banks
- Risk managers in financial institutions
- Financial intelligence unit analysts
Methodology
- Supervisory framework briefings
- Examination planning workshops
- On-site inspection simulations
- AML case study analyses
- Prudential return review exercises
- Report writing practice
- Peer sharing of supervisory experiences
